Specialized Support
Secqoia and CPT have the necessary resources and knowhow to provide specialized support to Cyprus Investment Firms (CIFs) and to Investment Firms (IFs), related to the following:
- CETE – Compliance Enquiries Through Emails –Ad-hoc, Urgent Email Support related to Compliance or Anti-Money Laundering Compliance (issues of high importance).
- Preparation and Documentation of Customized Internal Policies and Procedures in accordance with legal requirements and with Client-specific requirements and needs.
- Drafting of KIIDs (Key Investor Information Documents)
- Drafting of forms related to daily operational issues, based on Client-specific requirements and needs and in accordance with applicable legislation, including but not limited to the following:
- KYC – Client Acceptance Forms
- Individual Account Opening Forms
- Corporate Account Opening Forms
- Joint Account Opening Forms
- Internal Transfer Forms
- Beneficiary Forms
- Letters of Direction
- Powers of Attorney
- Partnership (Business Introducers) Agreements
- Drafting of MiFID II required documentation, including but not limited to the following:
- Client Agreements
- Risk Disclosures
- Terms and Conditions of Business
- Documentation related to Safety of Client Funds and Investors Compensation Fund (ICF)
- Best Execution Policies
- Documentation related to Client Categorization
- Conflicts of Interest Policies
- Complaint Handling Policies
- Drafting of Privacy Policies.
- Locating fit and proper directors, quality senior management and qualified personnel.
- Drafting of Specialized Employment Agreements.
- Special investigations and due diligence of processes and procedures.
- Structuring of Legal Documentation of any kind.
Despite the fact that our prices are, most probably, the best in the industry, we are committed to provide you with a beneficial counteroffer in case you receive a better offer from any other firm.
For more information and to receive a preliminary quotation, please feel free to contact us.